Series 14: 3.3.2. Trading Halts On A Security

Taken from our Series 14 Online Guide

3.3.2. Trading Halts on a Security

A trading halt occurs when a trading center or regulator orders that trading in a particular security be suspended for some period of time. Sometimes a trading halt occurs because the issuer of the security is about to make an announcement that is likely to influence the price of the security. Known as a regulatory halt, a trading halt of this kind will allow investors time to receive and digest the news before trading continues. Trading halts protect smaller i

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 3.3.2. Trading Halts On A Security, you might also be interested in:

Series 50 - Certificates of Participation (COPs)

Series 26 - Different Types of Settlement Dates

Series 65 - 4.1.4. Long Put

Series 7 - 9.2.1 Monetary Policy

Series 3 - 6.3.4.1. Market-With-Protection

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

Passed SIE today! The tools and layout here was instrumental in my success. On to the S7...

Ronald Adams Northwestern Mutual Milwaukee, WI

I would heartily recommend Solomon for anyone studying for the Series 3. The materials are comprehensive, the bank of questions vast and the responsiveness to questions incredibly impressive and detailed. I passed first time and that in no small part is down to Solomon.

David Woolfenden Totem London

Started studying May 15. Passed it (Series 7) on June 28 with 91%. Very happy.

Cindy Roggenkamp, St. Cloud, MN

I have taken and passed the SIE, Series 7, and Series 66 using this amazing Solomon study program. Each time, I felt prepared for the exam and confident in my answers. Solomon's study structure and varying mediums of study make it interactive and easy to learn.. It's an amazing deal for the tools received. I would highly recommend this program!

Abbigayle Hanoch, LPL Financial. Ventura, NM

Jeremy and Tim were extremely helpful in helping me get through some of the tricky parts of the Series 50 exam. Your customer service was top notch and I would highly recommend Solomon to anyone sitting for this test.

Joe M, MBS, Inc, Atlanta, GA

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 14: 3.3.2. Trading Halts On A Security

Taken from our Series 14 Online Guide

3.3.2. Trading Halts on a Security

Since you're reading about Series 14: 3.3.2. Trading Halts On A Security, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →