Series 28: Market Makers

Taken from our Series 28 Online Guide

Market Makers

Market makers are dealers that do not carry customer accounts or trade in over-the-counter options but are ready, willing, and able to effect transactions in reasonable quantities at quoted prices with other brokers or dealers and do engage in the following activities:

• Regularly publish competitive bid and offer quotations in a recognized inter-dealer quotation system

• Furnish competitive bid and offer quotations on request

Market makers must ca

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