Series 28: Market Makers

Taken from our Series 28 Online Guide

Market Makers

Market makers are dealers that do not carry customer accounts or trade in over-the-counter options but are ready, willing, and able to effect transactions in reasonable quantities at quoted prices with other brokers or dealers and do engage in the following activities:

• Regularly publish competitive bid and offer quotations in a recognized inter-dealer quotation system

• Furnish competitive bid and offer quotations on request

Market makers must ca

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Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

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