Series 54: Advice Versus Recommendation

Taken from our Series 54 Online Guide

Advice versus Recommendation

The MSRB defines advice broadly as it is defined by Section 15B of the Exchange Act. A recommendation, according to the MSRB, is a type of advice. But in order for advice to be considered a recommendation it must meet a two-pronged definition:

1.The advice must

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The Solomon material was invaluable in helping me pass this exam. The organization of the content, the tests, the video and lecture material, were all exactly on point. Thank you! (Series 54)

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What a relief. I didn't get a chance to study that much, but your online sample questions were spot on and the reason why I passed [the Series 79].

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Series 54: Advice Versus Recommendation

Taken from our Series 54 Online Guide

Advice versus Recommendation

Since you're reading about Series 54: Advice Versus Recommendation, you might also be interested in:

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