Series 54: Advice Versus Recommendation

Taken from our Series 54 Online Guide

Advice versus Recommendation

The MSRB defines advice broadly as it is defined by Section 15B of the Exchange Act. A recommendation, according to the MSRB, is a type of advice. But in order for advice to be considered a recommendation it must meet a two-pronged definition:

1.The advice must

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Series 54: Advice Versus Recommendation

Taken from our Series 54 Online Guide

Advice versus Recommendation

Since you're reading about Series 54: Advice Versus Recommendation, you might also be interested in:

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