Series 7: 12.1.3. The Securities Act Of 1933

Taken from our Series 7 Online Guide

12.1.3. The Securities Act of 1933

The Securities Act of 1933 (also called the 1933 Act or Paper Act) has two main purposes: (1) to require that companies publicly disclose all relevant financial information about their securities prior to offering them for sale and (2) to prohibit fraud and deceit in the marketing of securities.

The 1933 Act

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