Series 24: 5.8.7.2.1. Ten Day Rule (SEC Rule 10b-17)

Taken from our Series 24 Online Guide

5.8.7.2.1. Ten Day Rule (SEC Rule 10b-17)

Issuers must notify the exchange (if listed) or FINRA (if unlisted) of the record date at least 10 days prior to the record date to allow sufficient time to set and publish the ex-date.

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Excited to say I passed the Series 24 the first time I sat for the exam. The course material and exam simulator were paramount in my preparation.

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