Series 7: 3.6. Municipal Securities Rulemaking Board General Rules

Taken from our Series 7 Online Guide

3.6. Municipal Securities Rulemaking Board General Rules

As its name suggests, the MSRB makes the rules for the municipal securities industry. These rules fall into these general categories: (1) professional qualification rules that establish qualifications for conducting business; (2) fair practice rules to protect investors, municipal entities, and the general public; (3) uniform practice rules to ensure consistent b

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