Series 63: 3.1.7. Termination Of A Securities Registration

Taken from our Series 63 Online Guide

3.1.7. Termination of a Securities Registration

As previously mentioned, a securities registration is effective for one year from its effective date, and it cannot be withdrawn during that year-long period. After that period, it may be withdrawn only at the discretion of the state securities administrator.

The state securities administrator may deny, suspe

+ Read More

More Series 63 Info

What are people saying?

Create an Account

Since you're reading about Series 63: 3.1.7. Termination Of A Securities Registration, you might also be interested in:

Series 7 - 15.3.3.1. Naked Short Selling

Series 66 - 9.4.3 Margin and Lending Specific Rules

Series 50 - Banker’s Acceptances

Series 22 - 1.1.4.2.1. Voting Rights

Series 24 - Qualified Plans for Small Businesses

Series 27 - Misappropriation Theory of Insider Trading

Series 65 - 1.5.1.1. Systematic Risks

Series 3 - 1.4. Structure of the Futures Market

Series 52 - 6.3.2.1. Commissions and Fees

Series 51 - Customer Information

Series 66 - Federal Exclusions from the Definition of Investment Adviser

Series 14 - 7.2.1.3.2. Other Registration Forms

Series 53 - Securities Records

Series 7 - 5.1.7. Settlement: Expiration, Liquidation, or Exercise

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed the Series 63 after using the study materials from Solomon. The practice exam and quizzes were the most amount of help. How the questions are asked really makes a difference. It gets your mind ready for how the exam will phrase the questions. Highly recommend this to anyone taking the Series 6 and/or 63. Great material! Will be returning for the Series 7 in the future.

Joseph DeLoach, WoodmenLife, Eatonton, GA

I passed the Series 63 yesterday. It's been over 30 years since I took the Bar Exam, so my knowledge of the Blue Sky laws was quite stale. Your "Pass the 63" training guide and exam simulator were godsends. The writing is remarkably clear and concise and delightfully engaging. They made even the most mind-numbingly complicated securities law topic understandable. Invaluable, thank you.

Paul T. Sheils, Newtown, PA

Thank you so much for your great study materials! I have used you to pass my Series 6, 63 and most recently my Series 7 all on the first try. The practice exams and video lectures were great and extremely helpful. Will definitely be using your study material for any future exams and will recommend you to other people

Louis Orsatti, NY LIFE Securities, Boston, MA

I passed (Series 63) on the first try, and after only studying for 2 days! Your exam simulator really made me feel comfortable and confident enough to take the exam. Thanks!

Emilie Welker, San Antonio, TX

Thanks. I passed the Series 63 with an 80 with less than a week's worth of your prep. Good stuff.

Dan C

Solomon has been the gold standard for our team for studying and passing! The information was presented clearly and everyday language. I did take the series 6 twice, due to testing anxiety, but I passed the 6 with 73%. I took my 63 one month later, and passed with 82% !!

Ciarra DiPiazza, CB Financial Services, Tacoma, WA

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 63: 3.1.7. Termination Of A Securities Registration

Taken from our Series 63 Online Guide

3.1.7. Termination of a Securities Registration

Since you're reading about Series 63: 3.1.7. Termination Of A Securities Registration, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →