2.4.6 Timeline for Posting Entries
FINRA’s Regulatory Notice 94-6 interprets SEC Rule 17a-3 by providing posting deadlines. See the table below.
|
Posting Timing Requirements |
|
|
Record |
Posting Requirement |
|
Blotters |
No later than the first business day following the transaction |
|
Stock record |
No later than the first business day following the transaction |
|
General ledger |
Monthly, no later than 10 business days from month end |
|
Securities transfer ledger |
No later than two business days following the date of the securities o |
