Series 63: 1.3.1.4. Post-Registration Requirements

Taken from our Series 63 Online Guide

1.3.1.4. Post-Registration Requirements

There are very few post-registration requirements for investment adviser representatives, aside from the IAR not breaking the law and the IAR’s firm renewing her registration in a timely manner. The most likely post-registration requirement is the continuing education requirement that is imposed by many states.

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I passed the 63 and 65 the practice questions are much more difficult than the actual exam. I would recommend this program to anyone who needs to be challenged and wants to pass the first time out.

David Lewis, Northwestern Mutual, New York, NY

I have used Solomon exam prep for the 6/63 and was able to pass on the first try. Now I’m taking the 65 and hope to do the same. I’ve used other recommended exam prep courses and came back to Solomon for the 65 because of ease of use. I would recommend Solomon to anyone that is in need of a securities exam. All the content is laid out in an easy to follow way.

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Solomon, You all are the best. I wanted to let you know....Your classes are great! You explain the material so well. I had taken the Series 6 with another company and only passed by one point! I took the course with the same company for the Series 63 and missed it by one point! Needless to say, I was a little upset. I decided to start from scratch and did it with Solomon. I passed the Series 63 with a 82%. Thanks! I am preparing to take the Series 65 and will use Solomon too. You all are great!!!

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Series 63: 1.3.1.4. Post-Registration Requirements

Taken from our Series 63 Online Guide

1.3.1.4. Post-Registration Requirements

Since you're reading about Series 63: 1.3.1.4. Post-Registration Requirements, you might also be interested in:

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