Series 28: Prepayment Of A Subordination Agreement

Taken from our Series 28 Online Guide

The broker-dealer, at its option, may choose to reduce the unpaid principal of the subordinated loan or secured demand note by returning all or any portion of the collateral to the investor prior to the maturity date. For such prepayment to be accomplished, the following conditions must hold:

• The loan must have been outstanding at

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Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

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Nikita Brown, BMI. Atlanta, GA

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