Series 24: 2.7.6.1.1. Preservation Of Account Records

Taken from our Series 24 Online Guide

2.7.6.1.1. Preservation of Account Records

Every member firm and its associated persons must preserve for a period of not less than six years after the closing of any customer’s account any account cards or records that relate to the opening and maintenance of that account.

SEC Rule 17a-4(c)

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