Series 24: Restrictive Agreements

Taken from our Series 24 Online Guide

Restrictive Agreements

FINRA may impose Restrictive Agreements on an applicant, which will limit the scope of a member firm’s business activity. They are employed in those rare instances where FINRA believes that such restrictions will correct an applicant’s failure to meet its admission standar

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Restrictive Agreements, you might also be interested in:

Series 63 - 4.9 Investment Company Communications

Series 82 - Chapter 1 Practice Question Answers

Series 63 - Excessive Trading

Series 14 - 2.9.9. Short-Swing Profits Must Be Returned to the Company

Series 53 - Transfer Validation

Series 63 - Exercise

Series 66 - Time-Weighted Returns

Series 53 - Tombstone Ads

Series 7 - 15.3.3.2.1 Rule 201—Circuit Breaker (Alternative Uptick Rule)

Series 7 - 16.1.3.2 SIMPLE Plans

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I just passed the series 24! It is, by far, the hardest test that I have ever taken. I had failed it 4 times using other study materials. I have never felt more defeated! Solomon Exam Prep is the best! I took over 154 practice tests...without seeing the same question twice. I was able to finally grasp the material and passed! My only regret is that I did not use the Solomon Exam Prep on my first attempt!

Bill Harpe, Capital Choice. Greensboro, GA

Recently passed the Series 24 Exam. I owe it to the Solomon Exam Prep series. The format of study and testing preparation was easy to follow and comprehend. I had taken the exam before and used study material through a different provider. It did not give me the sense of readiness in the "connection of the dots" and time-management like the Solomon series did. Such a relief to see the word PASS.

Hope Brackin, Cambridge Investment Research, Inc., Auburn, AL

Passed the 24 today ... fun test.. You have a great product. The material was easy to follow and the practice tests were very, very helpful. Thank you.

Danny Klingler, Kestra Financial, Austin, Texas

This is my fourth time using Solomon's exam materials (Series 99, 7, 63, and now the 24)....and I PASSED once again on my first try. Thank you Solomon- your exam question simulator was extremely helpful!

Kim Schmidt, Elmcore Securities, Las Vegas

3rd time is a charm and it took Solomon to do it. None of the other materials in my first two attempts were strong enough to enable me to reason my way to the correct answers. Solomon's angle on this material was closest to the actual test and was the reason I got there.

As an aside, the ongoing personal help was very surprising and commendable. Thank you, Solomon!

Jason Bowen, Southington, CT

I was very impressed with all elements of Solomon's Series 24 offerings. Solomon provided an incredibly organized system for me to utilize, which kept me "on point" and focused. I felt good confidence going into the test because of the structured system that Solomon developed. I would certainly recommend Solomon to anyone that is taking the Series 24.

William Bundy, Bundy Group. Charlotte, NC