Series 28: Clearing Firm Extension Requests

Taken from our Series 28 Online Guide

Clearing Firm Extension Requests

Clearing firms that request extensions of time on behalf of their broker-dealer clients must submit the requests to FINRA for approval. Requests should only be made under exceptional circumstances. Clearing firms must assure themselves prior to submittal tha

+ Read More

More Series 28 Info

What are people saying?

Create an Account

Since you're reading about Series 28: Clearing Firm Extension Requests, you might also be interested in:

Series 24 - 2.6.6.1.3. Money Drawn from a Customer’s Account

Series 65 - Registration of Investment Adviser Representatives

Series 65 - Non-Traditional ETFs

Series 65 - 2.16.2.1 Internal Rate of Return and Yield to Maturity

SIE - 3.1.4.5. Purchasing and Redeeming Mutual Fund Shares

Series 66 - Mutual Funds

Series 28 - New Member Agreement (Form NMA)

Series 24 - 3.1. Opening and Maintaining a Client Account

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

Passed the SIE on the first try. Solomon Exam Prep is definitely the way to go. Just follow your study guide. The practice exams are where Solomon truly shines. I will certainly be using Solomon for the Series 7.

Brandon Collins, Benchmark. Memphis, TN

The study materials were spot on! Could not believe it. Topically perfect. Was confident before I hit submit that I had passed.

Peter Cisick, O.N. Equity Sales Co. Collegeville, PA

The Solomon practice quizzes and exams provided an excellent simulation for the Series 7 exam. I highly recommend. Passed on the first try!

Justin Wiles, GW & Wade, Palo Alto, CA