Series 14: 3.2.2.2. Alternative: Schedule 13G

Taken from our Series 14 Online Guide

3.2.2.2. Alternative: Schedule 13G

Certain institutional investors, such as investment companies, banks, insurance companies, broker-dealers, and investment advisers, are eligible to use the shorter Schedule 13G instead of Schedule 13D, provided both of t

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 3.2.2.2. Alternative: Schedule 13G, you might also be interested in:

Series 24 - Fiduciary Accounts

Series 53 - Syndicate Recordkeeping Responsibilities

Series 65 - Performance Guarantees

Series 53 - Authorizing the Bonds

Series 6 - 6.2.11. Variable Annuity Regulations

Series 65 - Current Income

Series 65 - Refunding of Bonds

Series 24 - Attributable Orders vs. Non-attributable Orders

Series 26 - Exemptions

Series 63 - Practice Exam #2

Series 24 - Communications with the Public

Series 79 - 6.3.1. Primary vs. Secondary Offerings

Series 79 - A1.6.3. Yield

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

I truly wish I had tried Solomon Exam Prep earlier! Started studying for the Series 65 exam with a different company and missed passing the test by 4 questions. I was pretty disappointed because my study materials, especially the quiz generator, weren't a great reflection of what the test would actually be like. But Solomon's Exam Simulator was the KEY to passing my second go-around! Questions were very similar to the actual exam and I managed to boost my score by 10% from the first time, only using the Solomon materials for less than a week! HIGHLY recommend this to anyone in need of 65 materials!

Hannah Cash, Denali Wealth Management, Indianapolis, IN

The Solomon practice quizzes and exams provided an excellent simulation for the Series 7 exam. I highly recommend. Passed on the first try!

Justin Wiles, GW & Wade, Palo Alto, CA

I prepared for the Series 50 (Municipal Advisor) exam using your materials and was extremely satisfied. Having the materials in multiple written and audio formats provided a lot of flexibility in where and when I could study. The scope of the Series 50 exam is so broad that even very experienced individuals would benefit by this type of preparatory course. I highly recommend this product.

Derek Morse, Morse Associates Consulting, LLC, Reno, NV

Your exam prep is the best! Passed both the 6 and 63 using Solomon and I recommend it to everyone.

Karen, Colorado Springs, CO

Thanks! I am thrilled. I took the Series 7 three years ago and have been putting off the Series 63 after I failed the first time. I used your book and iPhone app. I am recommending your materials to everyone in my office that needs to take the 63 in the near future. Of course you can use my email as a testimonial. Everything that people have said on the testimonials is 100% correct. The way the materials are written makes it much less of a chore to read and comprehend. Thanks for the follow up email!

Julia Smith, RBC Wealth Management

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 14: 3.2.2.2. Alternative: Schedule 13G

Taken from our Series 14 Online Guide

3.2.2.2. Alternative: Schedule 13G

Since you're reading about Series 14: 3.2.2.2. Alternative: Schedule 13G, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →