Series 14: 5.2.2.3. Retiring Representatives

Taken from our Series 14 Online Guide

5.2.2.3. Retiring Representatives

A member firm may continue to pay commissions to a registered representative after his retirement if:

•Commissions are derived from the representative’s customer accounts

•His customers continue to be customers of the firm

•The representative signs a bona fide contract while still registered with the firm, which de

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Series 14: 5.2.2.3. Retiring Representatives

Taken from our Series 14 Online Guide

5.2.2.3. Retiring Representatives

Since you're reading about Series 14: 5.2.2.3. Retiring Representatives, you might also be interested in:

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