Series 14: 3.1.2.1.1. Customer Authorization Records

Taken from our Series 14 Online Guide

3.1.2.1.1. Customer Authorization Records

No member or associated person may obtain from a customer or submit for payment a check or draft drawn on a customer’s checking, savings, or similar account, wi

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Since you're reading about Series 14: 3.1.2.1.1. Customer Authorization Records, you might also be interested in:

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