Series 14: 3.1.2.1.1. Customer Authorization Records

Taken from our Series 14 Online Guide

3.1.2.1.1. Customer Authorization Records

No member or associated person may obtain from a customer or submit for payment a check or draft drawn on a customer’s checking, savings, or similar account, wi

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 3.1.2.1.1. Customer Authorization Records, you might also be interested in:

Series 65 - Estate and Gift Taxes (Transfer Taxes)

SIE - 8.1. Opening an Account

Series 65 - Dollar-Weighted Return

Series 65 - 10.10.2. Discretion

Series 7 - Exercise

Series 53 - When, As and If Issued Basis

Series 66 - 1.2.1.1 Future Value

Series 66 - 2.5.2.2 Discounted Cash Flow Analysis

Series 22 - Exploratory Programs

Series 7 - 3.3.2.1.2 Continuing Disclosure Agreement

Series 66 - Banker’s Acceptances

Series 7 - 1.2.3. Par Value of Common Stock

Series 66 - 2.4.14.1 Callable Bonds

Series 24 - Spinning

Series 6 - 4.1.2.1. Preferred Dividends

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

Thanks to the Solomon 79 exam class and online simulator I passed the 79! Your materials beat the competitors hands-down.

Shawn Leventhal, New York, NY

I passed the Series 7 on my first attempt after using the Solomon study book and practice tests. The practice tests were crucial in understanding how the official exam would ask questions and greatly benefited me.

Jeff D, Securities America, La Vista, NE

I just took my SIE, Series 6 and Series 63 exams — I took them all on the same day (would recommend breaking them into separate days if you can, but I had specific work reasons I had to get them done). In any event, I PASSED all 3 exams. I used the Solomon materials and was extremely satisfied. Great study materials, I couldn’t have done it without your help. Thank you!

Glenn M., Detroit, MI

I sat for the Series 66 on March 16th. I got an 85. I give all kudos to Solomon. The study materials were excellent.

William Crull, Metairie, LA

I passed the Series 65 exam on my first attempt. Your practice exams really helped. Thanks again.

Colin Tucker, Little Rock, AR