Series 65: 10.10.5.1 Blanket Recommendations

Taken from our Series 65 Online Guide

10.10.5.1 Blanket Recommendations

A blanket recommendation occurs when a firm or financial professional makes a recommendation to all their customers or clients to buy or sell a particular security. Since when making a blanket recommendation the firm or professional does not consider whether the action is suitable for each individual customer, making such a recommendation is generally a bad idea, and therefore prohibited.

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