Series 82: 1.2.1.2. Specific Communications Rules

Taken from our Series 82 Top-off Online Guide

1.2.1.2. Specific Communications Rules

The Securities Act of 1933 prohibits anyone engaged in an underwriting from selling securities in an issue before the filing of a registration statement. Section 5(b) of the Act permits offers to sell during the cooling-off period if they are made by means of a valid pros

+ Read More

More Series 82 Info

What are people saying?

Create an Account

Since you're reading about Series 82: 1.2.1.2. Specific Communications Rules, you might also be interested in:

Series 3 - 7.3.3.5. Bona Fide Hedger Reports

Series 63 - Other Conflicts of Interest

Series 3 - 4.1.4. Short Put

Series 7 - 18.2.2 Financial Industry Regulatory Authority

Series 79 - 12.1. Preparatory Tasks

Series 65 - ERISA (Employee Retirement Income Security Act)

Series 52 - 2.4. Forms of Ownership

Series 6 - 7.4.1.5.3. Measures of Profitability

Series 24 - 5.2.2.1. Listing Termination

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Your content was phenomenal. I could not have done it [pass the Series 82] without you. Thank you!

Jonathan Livi, Uber Capital Group, Great Neck, NY

The Solomon Exam Prep materials for the Series 82 were great. I felt very well prepared for the exam. I only studied for one full week (probably about 40 hours) and completed the exam in 30 minutes and passed! Thrilled with the results.

Jessica Kates, Carnegie Growth Partners LLC. Philadelphia, PA

I just passed the 82 on my first attempt. The study guide and unlimited practice study exams are priceless. I took full practice exams until I was scoring in the 90's and I'm glad I did. The questions on the actual exam were more difficult than any of my practice exams but I was able to think through them and apparently answer enough questions correctly. I truly wouldn't have passed this exam without all of the practice exams Solomon offered.

Adam Drewry, Parsonex Securities. Denver, CO

The online exam simulator was essential to helping me pass the Series 82 on my first attempt!! Have always used Kaplan for previous FINRA exams, so didn't know what to expect at first, but I was definitely prepared for this exam! Great job to everyone at Solomon, especially the exam writers !!

Luke Garcia, Capital Group, West Chester, PA

Dear Solomon Exam Prep, Thank you for your great exam prep materials for the Series 82 Top-Off Exam...I recently took it and passed.

Mordechai Slovin, Palladium Capital Advisors, Israel

I studied for the Series 7, 79, and 82 with Solomon Exam Prep, and I never scored lower than a 90% on the actual exam! The Study Guides are easy to understand, and the Online Exam Simulator really prepares you. I just purchased the Series 24 Essential Package today!

Michael McGregor, Focus Bankers, Charlotte, NC