Series 27: Net Capital

Taken from our Series 27 Online Guide

Net Capital

Every broker-dealer whose net capital declines below the minimum amount required by the net capital rule, or that becomes insolvent, must notify the SEC and FINRA of the deficiency that same day. The notice must specify the broker-dealer’s net capital requirement, as well as its current amount of net capital.

If FINRA or the SEC inform a broke

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Net Capital, you might also be interested in:

Series 66 - Exercise

Series 79 - Chapter Six

Series 24 - Types of Securities Offerings

Series 24 - Combined Positions in Margin Accounts

Series 66 - Hedging With Protective Puts and Calls

Series 26 - Chapter 6 Practice Questions

Series 50 - Rate Covenant

Series 53 - Securities Investor Protection Corporation

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

My third exam passed with Solomon, first the Series 6 and the Series 63, this time the Series 65 - just passed today! Highly recommend for any exam prep you need! Thank you again guys!

Brad Eiden, Nationwide Advisory, Louisville, KY

I passed with flying colors. Made an 83. Your material is awesome. I could not have done it without it. The book is a great start and then the online exam simulator seals the deal. Thanks for all your help...and especially for jumping to my aid over the weekend.

David Latham, Butler Snow Advisory Services, Ridgeland, MS

Thanks to the Solomon 79 exam class and online simulator I passed the 79! Your materials beat the competitors hands-down.

Shawn Leventhal, New York, NY

After a lengthy absence from the securities industry, I again needed to get licensed. With the great help of Solomon, I did the SIE, Series 7, Series 63, and Series 82, in just over 5 months. The materials are comprehensive and I would recommend reading it all at least twice. Have realistic goals and meet them. Don't take too many days off as the quicker you learn the material the less likely your are to forget the initial stuff. I found the "Ask the Professor" feature to be particularly helpful (and responsive!). I hope I don't need further exams any time soon but, if I do, I will use Solomon.

Shawn Sullivan Charlestowne Securities Darien, CT

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 27: Net Capital

Taken from our Series 27 Online Guide

Net Capital

Since you're reading about Series 27: Net Capital, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →