Series 79: Due Diligence In Securities Offerings

Taken from our Series 79 Top-off Online Guide

Due Diligence in Securities Offerings

In a securities offering, the primary goals of due diligence are to understand the business of the issuer (the company that is offering securities) and to ensure that the information in the issuer’s registration statement or other off

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Solomon Exam Prep Study Materials for the Series 79
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