Series 63: 3.1.2.3 Types Of Registration

Taken from our Series 63 Online Guide

3.1.2.3 Types of Registration

The registration process varies slightly depending on the nature of the security being registered, previous registrations in other jurisdictions, etc. The three registration methods are:

• Registration by qualification

• Registration by coordination

• Regist

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Series 63: 3.1.2.3 Types Of Registration

Taken from our Series 63 Online Guide

3.1.2.3 Types of Registration

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