SIE: 3.1.4.2. Board Of Directors

Taken from our SIE Online Guide

3.1.4.2. Board of Directors

Regarding the board of directors, at least one class of directors must come up for reelection each year. The purpose of forming classes of directors is to stagger their terms of office. To have an entire board come up for a vote in the

+ Read More

More SIE Info

What are people saying?

Create an Account

Since you're reading about SIE: 3.1.4.2. Board Of Directors, you might also be interested in:

Series 65 - Capital Structure and Liquidation Priority

Series 52 - 5.3.1.6. Par Yield

Series 82 - 1.1.4. Offshore Securities Offerings: Regulation S

Series 53 - 4.1.5. Municipal Fund Securities

Series 66 - 2.2.2. Liquidation

Series 66 - 9.4.9 Selling Away

Series 22 - Leasehold Costs

Series 7 - Chapter Six: Investment Companies

Series 53 - Compliance Examinations

Series 26 - Payment

Series 3 - 5.1.4. Conversions

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Solomon's study materials and practice exam helped prepare me quickly and made me confident going into the SIE exam. I'm happy to have used their services and highly recommend their products for the SIE exam.

Kevin Ramani. Boston, MA

Thank you so much Solomon Exam Prep. I took the SIE exam today and passed it the first try. Couldn't have done it without your help. Thank you again.

Cathy Villano, Eastchester, NY

I passed the SIE with the help of the practice exams from this course. The practice exams from this course seemed a bit needlessly difficult compared to the actual exam I took. While it prepared me well, it caused a lot of unnecessary stress. Don’t over do it on the practice exams.

Christian Heer, Merrill lynch . Los angeles, CA

This program and study prep is amazing. I took and passed my SIE on the first attempt. If you follow the study guide you should be fine. I got to tell you I have never passed a test on the first go. Thanks, Jeremy! I appreciate all your tips and help you posted on the feed. It was all very beneficial to my success.

Tyrone Foster, Hall Labs. Provo, UT

Wow!!! Well all I can say is that Solomon Test Prep not only helped me pass the SIE first time but ensured I felt confident about the test beforehand! I will say that the practice tests are definitely harder than the real thing so if your probability passing is over 70% you are good to go! Thanks Solomon!

Lee Schmidt, Thiesen and Dueker Financial Group. Fresno, CA.

I only used the exam simulator and it was the best decision I made! I read a different textbook and used Solomon solely for test prep questions. I promise you the $70 or so this cost is 100% worth it. Every question that I got on my exam (May 2020) was related to all the questions asked in the Solomon exam simulator. If you are willing to put in the work and take all of the chapter quizzes and then take 5 each of the time/not timed exams you will pass. Another good thing is that you can download their app and take exams on your phone - I found this very useful when I didn't want to always be on my laptop all day.

Nick Sciortino, Barrington, NJ

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

SIE: 3.1.4.2. Board Of Directors

Taken from our SIE Online Guide

3.1.4.2. Board of Directors

Since you're reading about SIE: 3.1.4.2. Board Of Directors, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →