SIE: 3.1.2. Types Of Mutual Funds

Taken from our SIE Online Guide

3.1.2. Types of Mutual Funds

Mutual funds are designed to meet the needs of different types of investors. Mutual funds are categorized as equity (stock) funds, fixed-income (bond) funds, and money market funds. The following discussion will touch on each category. Since each type of mutual fund is different, the ultimate source of information for an investor is the prospectus for the particular offering.

+ Read More

More SIE Info

What are people saying?

Create an Account

Since you're reading about SIE: 3.1.2. Types Of Mutual Funds, you might also be interested in:

Series 65 - Serial Payments

Series 24 - Managing Compliance With Financial Responsibilities

Series 24 - Auction Markets

Series 24 - Multiple Individual Accounts

Series 65 - Exercise

Series 65 - 10.10.6.2 Unauthorized Principal Transactions

Series 54 - 1.6.1.1. Underwriter Disclosures to Issuers (MSRB Rule G-17)

Series 65 - 6.1.1.1.2.6 Tax Basis of Gifted Securities

Series 24 - 1.2.4.1. Fees and Assessments

Series 7 - 3.3.2.3.1 Negotiating the Price: Request for Proposals

Series 24 - 5.5.2.3.2. Two-Dollar Brokers

Series 26 - Numbered Accounts

Series 52 - 8.4.2.3.4. Limitations on Gifts, Gratuities, and Non-Cash Compensation

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Within a few months, I passed the SIE, Series 7, 63, 65, & 79 exams all on the first try using Solomon Exam Prep. This material will prepare you for the actual exam. I will say in many instances the practice exams are more difficult than the actual exam. Solomon and the various tracking metrics will more than help you prepare for the rigors of exam day. I highly recommend the practice exams and ability to dive back in to review weak areas. I will continue to use their products and services in the future.

Andrew Ezzat, Bank of America. Tampa, FL.

Solomon Exam Prep helped me pass the Series SIE, 63, 65 and 7 exams. The study materials are easy to understand and practice exams were very helpful, especially with the passing probability to gauge my exam readiness. The instructor for all web classes were really worth it as I could get directly answers for my questions. I couldn't have pass these exams without Solomon's help. Thank you!

Solomon Exam Prep did it again! I passed the Series 63! Now, I'm 3 for 3 - SIE, S6 & S63 - all first try- thanks to the amazing study material! The practice exams are phenomenal!

Candace Chavez, Cetera Investment Services. Wimberley, TX.

Solomon Exam Prep was very thorough and prepared me not only for the SIE, but the practice questions were so in-depth I now feel prepared for the Series-7 top-off as well.

Steven Laesser, Raymond James, Saint Petersburg, FL

Thank you Solomon! I was able to pass the SIE, 7, 63 and 24 in a relatively short time period. The practice exams with answers really helped and when I had a question for The Professor, I always received a quick and accurate response. Solomon is definitely the way to go.

Seth Schader, CCO, Mercer Island, WA

Solomon has been hugely helpful to me. In 2022, they helped me prepare for the SIE, Series 63, and Series 79 exams, and I passed all 3 on the first try. I give huge credit to their focused materials and suggested timelines for keeping me on track!

William Windham, Solebury. Brooklyn, NY.