Series 65: 3.7.4.11 Variable Annuity Regulations

Taken from our Series 65 Online Guide

3.7.4.11 Variable Annuity Regulations

Free-look period. Many variable annuities have a “free-look” period, which allows customers to cancel the policy within a certain amount of time at no charge. The amount of time for the free look varies, but it is typically 10 days.

Prompt payment. Broker-dealers must tra

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: 3.7.4.11 Variable Annuity Regulations, you might also be interested in:

Series 65 - Technical Analysis

Series 24 - Other Types of Brokers

Series 65 - Calls

Series 66 - Schedule 13D

Series 6 - 2.1.3. Customer Screening and Other Account Documentation

Series 14 - 5.1.4.3. Supervisory Qualifications

Series 65 - Chapter One

Series 65 - Hedging With Short Calls and Puts

Series 27 - Rules for Good Delivery

Series 26 - Written Supervisory Procedures (WSPs)

Series 52 - 4.1.4. Functions of a Municipal Bond Trader

Series 24 - Retail Communications

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I'm an auditory learner. Ordering the audio files was most helpful and I passed today with no worries.

Michael Freemire, Cambridge Advisors, Englewood, CO

Solomon Exam Prep material was great. Explained in a way that is easy to learn and follow. Test questions really help the material sink in. I had failed the Series 66 twice using another service. When it came time to find new material for the Series 65 and Series 63 Solomon was it. I passed both the 65 & 63 with flying colors and I have Solomon to thank for that.

Jeff Champigny, Merrill Lynch, Greensboro, NC

Thanks again for all your help. Loved the study materials and the book was very well written and easy to read. [Series 65]

Josh J. Solana Beach, CA

I passed the Series 65 today. Thanks so much. The Series 65 Exam Simulator and the iPhone app were my only study instruments. I didn't have any other study materials. Granted, I know that you encouraged me to not use the exam simulator as my sole source, but I found your practice tests to be more difficult than the actual exam. I had taken the series 65 in 1994, but it is a different test now. I received an 89%, finished 55 minutes early. I just took your exam simulator tests over and over. Funny thing, I was getting in the 75% range on your exams. Never broke 80%. Great apps! I really appreciate your generosity in extending my subscription to complete my prep. You are a good man. Thank you.

Daniel Q. Humphrey, Financial Guard, Pleasant Grove, Utah

My name is Michael Urbanski, CPA and I was able to pass the Series 65 exam on my first attempt. For me, I like to study from all the credible resources I can find. Using exam simulators and exposing yourself to as many sample exam questions helps to learn how an exam is written. I would recommend using these materials to help YOU pass the exams you chose to sit for.

Michael Urbanski, CPA Toledo, OH

I used you guys when I sat for the Series 7 two weeks prior and passed that bad boy too. The Solomon books are awesome and allowed me to pass these challenging exams [Series 65 and Series 7] the first time. Highly recommended. Thank you.

Jonathan Freehill, Houston, TX