Series 66: The Transfer Agent And Registrar

Taken from our Series 66 Online Guide

The Transfer Agent and Registrar

Companies typically keep track of their securities issues by hiring a transfer agent, usually a bank or trust company. The transfer agent keeps records on who owns stocks and in what form, recording changes of ownership as they occur. It cancels stock certificates surrendered by the seller and issues new ones in the name of

+ Read More

More Series 66 Info

What are people saying?

Create an Account

Since you're reading about Series 66: The Transfer Agent And Registrar, you might also be interested in:

Series 82 - Trust Accounts

Series 53 - Close-Out by Seller

Series 7 - 1.2.1. Treasury Shares

Series 6 - Callable Preferred Stock

Series 65 - Chapter Seven Practice Questions

Series 50 - Other Protective Covenants

Series 53 - Recordkeeping Responsibilities

Series 52 - 2.5. Depository Eligibility

Series 65 - Alpha

Series 65 - 5.1.3.1. Trust and Estate Accounts

Series 24 - Clearly Erroneous Transactions

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Karen and Team Solomon, thank you so much for all your support. Your Series 7 program was easy to understand. The "Ask the Professor" was invaluable for the Series 66. You are the program of choice for our office.

Kirk, PA

The Pass the 66 book/audio series, as well as the timely responses I received from the professor, all led to my success in passing the Series 66. This is a test that must be taken seriously, and does just that.

Jason Abbamonte, Charles Schwab, Naples, FL

Passed the Series 66 today! This program really helped me succeed. The pie charts helped me focus on where I needed to put in more work.

Stephen Rice, Edward jones. Prairie Village, KS

Solomon exam prep materials are the best! I have passed the SIE, Series 7, and Series 66 in less than 12 months using their materials. Their products are fantastic! The practice exams are excellent, and the probability calculator is spot on. I followed the provided customized study plan and took practice exams (over 20 lol) until my probability calculator was in the green (indicating a higher probability of passing) and the rest is history. There are no shortcuts. You must put in the work and stay disciplined, but the Solomon program WORKS and I would HIGHLY RECOMMEND them to anyone looking for amazing, comprehensive study materials to prepare for industry examinations.

Brandon Collins, Benchmark. Memphis, TN

After hearing horror stories about people struggling and in some cases failing the Series 66, after easily passing the series 7, I invested in both the Series 66 audio book and the Series 66 on-line tests. I passed my Series 66 exam with an 87%!

Mardee Formales, Wells Fargo, San Diego, CA

Thank you so much Solomon Prep for helping me to be able to successfully pass all three of my exams (SIE, Series 7 and Series 66) in a relatively short period of time. The exam packages were excellent! I will continue to refer people to your amazing program!

Jessica Macci, Goldman Sachs. Albany, NY

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 66: The Transfer Agent And Registrar

Taken from our Series 66 Online Guide

The Transfer Agent and Registrar

Since you're reading about Series 66: The Transfer Agent And Registrar, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →