Series 28: Foreign Securities Exception

Taken from our Series 28 Online Guide

Foreign Securities Exception

With regard to foreign securities, broker-dealers may lend them for any purpose lawful in the country in which they are to be used. If they are to be used in the U.S., they must be used for the purposes described above.

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Series 28: Foreign Securities Exception

Taken from our Series 28 Online Guide

Foreign Securities Exception

Since you're reading about Series 28: Foreign Securities Exception, you might also be interested in:

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