Series 27: Business Continuity Plan

Taken from our Series 27 Online Guide

Business Continuity Plan

Member firms must create and maintain a business continuity plan identifying procedures that must be followed in an emergency or business disruption. This plan does not need to be filed with FINRA, but it must be available upon request and maintained at a secure, off-site facility. The plan must be approved by a Series 24 Principal, who is also responsible for updating and reviewing it annually.

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Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

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Joseph Waitkevich, Coppertree LLC. Worcester, MA

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Series 27: Business Continuity Plan

Taken from our Series 27 Online Guide

Business Continuity Plan

Since you're reading about Series 27: Business Continuity Plan, you might also be interested in:

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