Series 27: Introducing Brokers

Taken from our Series 27 Online Guide

Introducing Brokers

Broker-dealers that introduce their securities transactions on a fully disclosed basis are generally not required to make or keep records of their transactions. That responsibility belongs to their clearing broker, which must maintain net capital of not less than $250,000 and otherwise comply with the ne

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Introducing Brokers, you might also be interested in:

Series 66 - Cash Flow/Income Statement

Series 7 - 7.1.2.1.3 Low-Risk

Series 7 - 8.2.7.1 Accumulation Phase for a Non-Qualified Annuity

Series 53 - Forming the Syndicate: Syndicate Letter

Series 7 - 10.4.3.1. Customer Age and Time Horizon

Series 24 - Liability Arising in Connection with False Registration Statements– Section 11 of the Securities Act of 1933

Series 53 - Form G-37 Quarterly Reports

Series 24 - Market Halts

Series 24 - Customer Ledgers

Series 54 - 1.8. Statutory Disqualification

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

Just passed the Series 26! As a new mom, I relied heavily on the Audiobooks and being able to read or test on my iPad whenever I could. The material was accurate and I felt well-prepared after following the suggested study schedule.

Usha Sharma, Transamerica, West Covina, CA

I passed first try on the SIE. Thanks to Solomon! The exam simulator is super helpful for prepping for test day.

William Windham, Solebury. Brooklyn, NY

For the Series 6 exam, I used the Solomon 4-week study schedule. I really didn't do anything special, I just stuck to the study schedule each day. I used the app on my phone quite a bit for convenience.

The Solomon Live Class was timed perfectly one week prior to my exam, so it turned out to be somewhat of a review session, which is what I had hoped it would be. The concepts covered in the Live Class were helpful because McCallister broke them down into plain English and real-world examples.

The one place I varied from the study schedule was in the number of times I took the Exam Simulator. I took the Exam Simulator Practice Test 36 times and monitored my Pass Probability. Once I had my Pass Probability at 90%, I felt I was ready.

Arthur Priddy, Farmers Insurance. Jackson, Tennessee

Passed the 52 and 53 within two months thanks to the clarity of Solomon's materials. Great product!

Jonathan Bowman, Raymond James. Ennice, NC

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 27: Introducing Brokers

Taken from our Series 27 Online Guide

Introducing Brokers

Since you're reading about Series 27: Introducing Brokers, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →