Series 27: Mutual Fund Brokers

Taken from our Series 27 Online Guide

Mutual Fund Brokers

If a firm only deals in mutual funds, unit investment trusts (UITs), and variable annuity or variable life insurance separate accounts, and if it sells on a subscription basis only, the minimum net capital requirement is $5,000. A broker tha

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Mutual Fund Brokers, you might also be interested in:

Series 53 - Chapter 5 Practice Questions

Series 54 - 1.2. Definitions

Series 82 - 1.2.1.2.6. Research Reports of Participating Broker-Dealers on Securities Not Being Offered

Series 6 - 8.3. Instructions from Customers

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

I just passed the Series 79 exam. You guys rock! And your price beats the competitors'. Thanks for the great materials.

Bin Xie, Houston, Texas

Thanks! I am thrilled. I took the Series 7 three years ago and have been putting off the Series 63 after I failed the first time. I used your book and iPhone app. I am recommending your materials to everyone in my office that needs to take the 63 in the near future. Of course you can use my email as a testimonial. Everything that people have said on the testimonials is 100% correct. The way the materials are written makes it much less of a chore to read and comprehend. Thanks for the follow up email!

Julia Smith, RBC Wealth Management

I passed the SIE on my first attempt thanks to Solomon Exam Prep's structure and chapter guides consolidating a large amount of information into easy to learn material. I did not study finance in College and have been in Compliance for the better part of my career. This has been a validating experience thanks to Solomon Exam Prep.

Marlon Gonzalez-Perez, Tradition. New York, NY

I passed the 24 the first time with the help of the Solomon materials. The online course and the exams really helped focus in and clarify what was important. I've recommended them to all of my colleagues!

Corrinne Kaucher

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 27: Mutual Fund Brokers

Taken from our Series 27 Online Guide

Mutual Fund Brokers

Since you're reading about Series 27: Mutual Fund Brokers, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →