Series 27: Clearing Firm Extension Requests

Taken from our Series 27 Online Guide

Clearing Firm Extension Requests

Clearing firms that request extensions of time on behalf of their broker-dealer clients must submit the requests to FINRA for approval. Requests should only be made under exceptional circumstances. Clearing firms must assure themselves prior to submittal tha

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Clearing Firm Extension Requests, you might also be interested in:

Series 51 - Customers Who Refuse to Provide Suitability Information

Series 14 - 4.1.3.6. Other Types of Brokers

SIE - 3.1.2.3. Bond Funds

Series 65 - 4.5.5.1.2.3 Low-Risk DPPs

Series 79 - 10.4.2.1. Finders

Series 26 - Securities Investor Protection Act (SIPA)

Series 79 - Input Important Financial Information

Series 79 - Index

Series 7 - 9.2.1.2.1 Open Market Operations

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

I passed the Series 82 with the help of Solomon and I am more than happy to put myself in their hands to help me pass 24 and 79 still ahead of me. The materials were excellent and the staff was very responsive and helpful. Highest recommendation!

David Barrosse, Managing Partner, Capstone LLC

I studied for the Series 7, 79, and 82 with Solomon Exam Prep, and I never scored lower than a 90% on the actual exam! The Study Guides are easy to understand, and the Online Exam Simulator really prepares you. I just purchased the Series 24 Essential Package today!

Michael McGregor, Focus Bankers, Charlotte, NC

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

I passed the Series 63 on the first try. You now have a loyal customer in me. Using Solomon is probably the closest exam success guarantee you could possibly get. Thanks, your exam prep was worth every penny. I would recommend your exam prep to anyone and if I ever have a take another Series exam. I will only be using Solomon exam prep.

Joseph Boswell, FFA. Riverview, FL

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 27: Clearing Firm Extension Requests

Taken from our Series 27 Online Guide

Clearing Firm Extension Requests

Since you're reading about Series 27: Clearing Firm Extension Requests, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →