Series 27: Clearing Firm Extension Requests

Taken from our Series 27 Online Guide

Clearing Firm Extension Requests

Clearing firms that request extensions of time on behalf of their broker-dealer clients must submit the requests to FINRA for approval. Requests should only be made under exceptional circumstances. Clearing firms must assure themselves prior to submittal tha

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Clearing Firm Extension Requests, you might also be interested in:

Series 7 - 6.1.5 Prohibited Mutual Fund Practices

Series 28 - Limited Principal—Financial and Operations

Series 65 - Appendix A

Series 51 - A, B, and C Shares

Series 51 - Rule G-26—Customer Account Transfer Procedures

Series 6 - Chapter 2 Practice Question Answers

Series 28 - Fidelity Bond Excess Deductible Amounts

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Your content was phenomenal. I could not have done it [pass the Series 82] without you. Thank you!

Jonathan Livi, Uber Capital Group, Great Neck, NY

My third exam passed with Solomon, first the Series 6 and the Series 63, this time the Series 65 - just passed today! Highly recommend for any exam prep you need! Thank you again guys!

Brad Eiden, Nationwide Advisory, Louisville, KY

I never would have passed the 79 if not for Karen and Solomon Exam Prep. Thanks guys!

Bob Vinson, Houston, TX

Thank you Solomon! You helped me pass the 6 with a 90%. Would recommend this to anyone! Material is fantastic! I'm getting the 63 to help me pass too!

Brad E, Jefferson National, Louisville, KY