Series 51: Prohibited Activities

Taken from our Series 51 Online Guide

Prohibited Activities

MSRB Rule G-25 prohibits dealers from improperly using municipal securities or municipal fund securities while they are holding them on behalf of a customer. The MSRB identifies the following specific activities as improper.

+ Read More

More Series 51 Info

What are people saying?

Create an Account

Since you're reading about Series 51: Prohibited Activities, you might also be interested in:

Series 50 - Obligated Person

Series 63 - 1.1.2.1 Federal vs. State Registration

Series 6 - 7.2.2.2.1. Growth and Value Strategies

Series 53 - Settlement of Secondary Market Trading Account

Series 66 - Discretion

Series 53 - Introduction

Series 50 - Make-Whole Call

Series 79 - Cost of Goods Sold

Series 66 - 2.4.17.1 Commercial Paper

Series 26 - Exercise

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Thank you so much for the easy reading! I passed the 51 on my first attempt!!

Amber Carrick, Keystone Financial Management, Bath, PA

I loved the online testing for the Series 51! I felt like the questions were trickier so it really prepared me for the real exam.

Katrina Jackson, Cambridge Investment Research, Fairfield, IA

I am still so giddy that I passed my Series 7 on 1/31. I truly cannot believe it. I took the 7 three times in 2019 utilizing Kaplan study materials and didn't feel good going into the tests any of the times. So shockingly I failed all three times by a lot. My highest score was a 68%. I used Solomon for my 51 in September (passed on the first try) so I thought I could try it for my 7 even though it is the hardest securities test I have taken. I felt so good going into the testing center and I passed!!! I am so grateful to have found your materials. They have been incredibly helpful and I am able to understand all the material covered in the books. I still am in shock that I passed. Now off to the 24!

Briana Turner, Cambridge Investment Research. Virginia Beach, VA

Solomon's materials were far superior to some of the competitors.

Michael

Using Solomon was very helpful. The exam simulator tests were great, but I should have spent a little more time re-reading the chapters. Passed (Series 51) on my first try.

Kelli Lanino, Raymond James Financial Riverhead, NY