Series 66: Preemptive Rights

Taken from our Series 66 Online Guide

Preemptive Rights

If a corporation decides to issue additional common stock, current stockholders may have the right to maintain their share of ownership by purchasing a proportionate amount of the new issue before it is offered to the public. This is a stockholder’s preemptive right. A preemptive right serves as anti-dilution protection for common stockholders—they have the right to protect their ownership f

+ Read More

More Series 66 Info

What are people saying?

Create an Account

Since you're reading about Series 66: Preemptive Rights, you might also be interested in:

Series 7 - Exercise

Series 65 - 2.8.4. Convertible Bonds

Series 66 - Prohibited Mutual Fund Practices

Series 65 - Exercise

Series 99 - 3.4.3.1 Annual Certification of Compliance and Supervisory Processes

Series 53 - 2.5.4. Limitations on Gifts, Gratuities, and Non-Cash Compensation

Series 51 - Rule G-24—Prohibited Uses of Proprietary Information by Fiduciaries

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

After hearing horror stories about people struggling and in some cases failing the Series 66, after easily passing the series 7, I invested in both the Series 66 audio book and the Series 66 on-line tests. I passed my Series 66 exam with an 87%!

Mardee Formales, Wells Fargo, San Diego, CA

Thank you so much and special thanks to the product you put out!! I did not know about Solomon a year ago when I took the Series 7 and I used another company's material. I did not pass the 7 first time and I was extremely nervous about the 66. However your product was wonderful and thanks to you guys I passed the 66 on my first try!!! Can't thank you enough!!!

Maria Raspa, Merrill Lynch, Wellesley Hills, MA

The Pass the 66 book/audio series, as well as the timely responses I received from the professor, all led to my success in passing the Series 66. This is a test that must be taken seriously, and does just that.

Jason Abbamonte, Charles Schwab, Naples, FL

I have been extremely happy with your book series. I was able to pass the Series 66 and Series 65 with flying colors on the first try! Thanks again.

Christian Brown, Financial Decisions Group

Jeremy and team, thank you for your excellent study materials and your availability to provide guidance and feedback as I was able to pass my Series 66 on the first try... The most telling confirmation your training materials are top notch... when I sat for my exam, once the test started and I read the first question, I instantly knew from my studies using the Solomon training, I was going to handle the test. Being able to sense this from the first question was more than comforting. Thank you again!

Pablo Serna, Silicon Valley Bank, Menlo Park, CA

Thank you so much Solomon Prep for helping me to be able to successfully pass all three of my exams (SIE, Series 7 and Series 66) in a relatively short period of time. The exam packages were excellent! I will continue to refer people to your amazing program!

Jessica Macci, Goldman Sachs. Albany, NY