Series 26: Dealers

Taken from our Series 26 Online Guide

Dealers

Dealers are defined as firms that effect more than ten transactions in a calendar year for their own investment accounts or write over-the-counter options. These firms are required to m

Since you're reading about Series 26: Dealers, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 26
Please Enable Javascript
to view this content!