Series 14: 1.5.5. The MSRB

Taken from our Series 14 Online Guide

1.5.5. The MSRB

The Municipal Securities Rulemaking Board (MSRB) was created by Congress in 1975 in response to concerns that existing regulators did not have the tools to protect investors in municipal securities, which are exempt from the Securities Act. Municipal securities are securities issued by a municipality, such as a city, stat

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