Series 65: Third Market

Taken from our Series 65 Online Guide

Third Market

Third market refers to the negotiated sale of an exchange-listed security off the exchange. This over-the-counter (off-exchange) trading of securities between broker-dealers is done by computer and telephone. Historically, this option was chosen by institutional investors such as mutual funds, insurance companies, and pension funds seeking lower trading costs and greater flexibility. Use

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: Third Market, you might also be interested in:

Series 52 - Exercise

Series 65 - Net Present Value (NPV)

Series 65 - 6.2.2.3.1. Simplified Employee Pension (SEP) Plans

Series 79 - Other Risks

Series 24 - Discretionary Orders

Series 7 - 12.8.1 Private Resales to Qualified Institutional Buyers

Series 66 - Fiduciary Accounts

Series 63 - The Registration Process

SIE - 10.2.11.1. Contributions

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I want to thank Solomon Prep for helping me to pass the Series 65.

Nelson Coleman, Saint Louis, MO

Great study materials. The program provided the information needed to successfully pass the Series 65. Thanks Solomon!

Bryan Acuto, Trust Advisory Group, Woburn, MA

Thanks to you I passed the Series 65 exam on my first try. I appreciated your materials and online test bank.

Jeff

Very good material and well planned to help you pass the first time (Series 65). The audio tape structure is easy to listen to along with the reading material. Clear and to the point. Nothing dry about your material. Thank you. Highly recommend.

Carlos Acosta, GoldBox Wealth, San Antonio, TX

I had my licenses but I let them lapse after I sold my firm. Now we're starting a new firm and I needed a refresher and studied your book and used the exam simulator. I passed the Series 65 and your materials were a big help. Now I am back for the Series 7 and I want your book, audio book and exam simulator. Thanks for an excellent product.

Jason Luquire Pawleys Island, SC

I loved using Solomon Exam Prep. I used Solomon for 1 month and passed my Series 65 exam. I had previously used Kaplan and failed the same exam. I feel as if Solomon provided significantly better Exam prep and technology in a more concise manner than any other system I have used. Thank you for such a great service.

Mackenzie Abbate Knights of Columbus Slidell, Louisiana

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 65: Third Market

Taken from our Series 65 Online Guide

Third Market

Since you're reading about Series 65: Third Market, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →