Series 65: Types Of Clients

Taken from our Series 65 Online Guide

Types of Clients

Knowing your clients and their needs starts with being able to identify exactly what kind of client they are. At a most basic level, clients can be separated into three groups—individuals, businesses, and trusts and estates. As an investment adviser, you are considered a fiduciar

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I used Solomon to prep for my Series 65 exam. I was extremely impressed with how prepared I was for the actual exam! After reviewing the chapter material and taking 7-10 quizzes for each chapter, I was scoring around a 75 average on the practice exams, I wasn't sure that would be enough to pass. However, on exam day I felt extremely confident with the material, and I passed the 65 on my first attempt with about 45 minutes to spare. Extremely satisfied with how Solomon teaches the material to truly make it stick, and also with the progress statistics that they show you, so you know what to work on. I would 100% recommend it to anyone trying to pass their Series exams!

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