Series 63: Net Capital Requirements

Taken from our Series 63 Online Guide

Net Capital Requirements

As with investment advisers, states require broker-dealers to meet net capital requirements both prior to registration and at all times while their registration remains active. Unlike the simpler investmen

+ Read More

More Series 63 Info

What are people saying?

Create an Account

Since you're reading about Series 63: Net Capital Requirements, you might also be interested in:

Series 24 - 2.2.2.8. Holding Customer Mail

Series 66 - Exercise

Series 24 - 2.2.1.5.1. Outside Business Activities

Series 99 - 2.3.3.1 Financial and Operations Principal (FINOP)

Series 24 - 3.2.6. Prime Brokerage Accounts

Series 63 - Practical Application

Series 24 - Chapter 2 Practice Question Answers

Series 26 - Financial Responsibility Compliance Rules

Series 51 - 3.6.5 Rule G-5—Transactions Must Conform to MSRB and Other Agency Rules

Series 28 - Buying Power

Series 99 - 2.3.3.1.1 Financial and Operational Combined Uniform Single (FOCUS) Report

Series 66 - 7.10.5.2 Termination or Restriction of a Registration

Series 79 - A1.1.1. Functions of Financial Markets

Series 24 - Quarterly Reports: Form 10-Q

Series 79 - Anticipating Market Reaction

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I used the one iPhone app for the 63 and found it a great help. I used it whilst watching TV, waiting for the car to be serviced, any spare few minutes I would practice a question or two.

Ben Humphries, Starlight Investments, Atlanta, GA

I passed the 82 and 63 within a few months coming from no financial background. The exam simulator is fantastic and has a large pool of questions.

Taylor Hawks, Maraboyina Capital. Dallas, TX

Your "Pass the 7" guide and practice questions helped my studying immensely, and I passed the exam the first time. I am currently using the "Pass the 63" guide and practice questions - the teaching style makes the learning experience much more interesting! I will definitely recommend your products to my friends and colleagues. Thank you so much!

Patrick Chen, Midtown Partners, New York, NY

Thank you very much!! I have to say your books and online quizzes are the best! They helped me pass my Series 6 (after failing twice with other study materials) and passing my Series 63 the first time! Thanks again!

Bernadette Reyes

Your study guides and exam simulator are great tools. I passed the Series 63 exam with an 80%.

Gregory Parker

I passed with flying colors. Made an 83. Your material is awesome. I could not have done it without it. The book is a great start and then the online exam simulator seals the deal. Thanks for all your help...and especially for jumping to my aid over the weekend.

David Latham, Butler Snow Advisory Services, Ridgeland, MS

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 63: Net Capital Requirements

Taken from our Series 63 Online Guide

Net Capital Requirements

Since you're reading about Series 63: Net Capital Requirements, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →