Series 65: Shareholder Voting Rights

Taken from our Series 65 Online Guide

Shareholder Voting Rights

As shareholders, account owners are entitled to vote on matters of material importance. A majority vote of outstanding shares is required if an investment company wishes to:

• Change its investment objectives
• Approve or cha

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I have to commend everyone at Solomon Exam Prep in getting me ready for and helping me pass my "Series 65" State Securities Law exam. I did not have a securities background nor did I work in the industry, and at 51 years old it was a challenge for me to go back to hitting the books. In addition to studying for the exam I was running my full time business and working 60+ hours a week. But with their help and support I passed on my first attempt.

Philip Schweik, Global View Capital Advisors, Wausau, WI

I passed the Series 65 exam on my first attempt. Your practice exams really helped. Thanks again.

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