Delivery of a Prospectus for a Follow-on Offering
If the securities are currently traded on a National Exchange or on NASDAQ, purchasers of the new securities in the public offering need to be provided a prospectus. Once the securities begin trading in the secondary market, the securities do not need to be sold with a prospectus.
If the securities will be traded on OTCBB or the Pink Sheets, purchasers of the securities need to be provided a prospectus for up to 40 days.
Additionally, broker-dealers selling new issues of non-reporting companies must provide a final prospectus to anyone who requests it for up to 40 days after the public offering.
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After trying numerous study materials, Solomon was the key to pass my Series 24. The live class was a perfect complement. Thank you Karen for your assistance!
Marie, Miami, FL
I was very impressed with all elements of Solomon's Series 24 offerings. Solomon provided an incredibly organized system for me to utilize, which kept me "on point" and focused. I felt good confidence going into the test because of the structured system that Solomon developed.
I would certainly recommend Solomon to anyone that is taking the Series 24.
William Bundy, Bundy Group. Charlotte, NC
I used Solomon to sit Series 24 and Series 79, passing with 81% and 88%
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Bell Potter
Cantley, Québec, Canada
3rd time is a charm and
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Solomon's angle on this material was closest to the actual test and was the
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As an aside, the ongoing personal help was very
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Jason Bowen,
Southington, CT
Excited to say I passed the Series 24 the first time I sat for the exam. The course material and exam simulator were paramount in my preparation.
Ben Young, Berthel Fisher. Cedar Rapids, IA
Studying for the 24 was not easy. I felt Solomon's course materials and online portal prepared me well for passing the exam in the first try. The study material was NOT overwhelmingly thrown together and I found the study program to be manageable and focused. Got me through the study period of about 4-5 weeks. I would recommend Solomon over the other courses.
Ajay A, CT, Series 24
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