Delivery of a Prospectus for a Follow-on Offering
If the securities are currently traded on a National Exchange or on NASDAQ, purchasers of the new securities in the public offering need to be provided a prospectus. Once the securities begin trading in the secondary market, the securities do not need to be sold with a prospectus.
If the securities will be traded on OTCBB or the Pink Sheets, purchasers of the securities need to be provided a prospectus for up to 40 days.
Additionally, broker-dealers selling new issues of non-reporting companies must provide a final prospectus to anyone who requests it for up to 40 days after the public offering.
VIDEO
Since you're reading about Series 24: Delivery Of A Prospectus For A Follow-on Offering , you might also be interested in:
Please Enable Javascript to view this content!
TESTIMONIALS
What are people saying?
I passed my Series 24 today with an 80% thanks to Solomon Test Prep! I found the most benefit from using the practice exams as a learning tool, reading each answer explanation as I went along, regardless of a(n) correct/incorrect response. I found that for this exam, understanding the concepts is equally as important as memorization! Good luck!
Audrey M., Austin, TX
After trying numerous study materials, Solomon was the key to pass my Series 24. The live class was a perfect complement. Thank you Karen for your assistance!
Marie, Miami, FL
I passed the Series 24 on the first try with an 80%! This was the highest of all of my Series exam scores and I attribute much of my success to Solomon's amazing study materials. The practice exams are spot-on and the video lectures were a great supplement to the readings. I suggest following the study schedule Solomon provides for a successful outcome!
Katelyn H, Las Vegas, NV
I watched the videos twice, took notes from them, and took hundreds of practice problems. The test simulator was the best part of the program. I found it helpful that you could go back and look at the questions you missed and use them to help refine what to study. I definitely would recommend the program. Get 85%+ on the practice and you should pass the 24.
Kris Nyden, Seattle, WA
I studied for the Series 24 for two and a half months. I thank God for his grace passed on the first attempt. The exam simulator is superb, it's projection of readiness to sit for an exam is spot on. All the feedback I received on how difficult the test was proved to be very helpful. As a result I over studied and followed the recommended study plan step by step which was key. Thanks again Jeremy and team, Solomon exam prep is the best ;)
Nikita Brown, BMI. Atlanta, GA
I used Solomon to sit Series 24 and Series 79, passing with 81% and 88%
respectively. Having looked at other material providers, Solomon stands
out because of their prompt replies to student questions and the completeness
of the answers provided – they are the best out there!
Chris Brice,CFA
Bell Potter
Cantley, Québec, Canada
Read more reviews
Top