Series 24: Missing, Lost, Fake Or Counterfeit Securities

Taken from our Series 24 Online Guide

Missing, Lost, Fake or Counterfeit Securities

The Securities Information Center (SIC), an arm of the SEC, handles the reporting of stolen, missing, lost, or counterfeit securities. Each member firm must file a notification with the SIC if it discovers the following:

• Stolen securities: The firm must report stolen securities to the SIC within one business day of the discovery and must also promptly report it to the FBI.
• Missing or lost securities: When securities have been missing or lost for two business days, the firm must report the missing/lost securities within one business day following the end of that two-day period.
• Counterfeit securities: The firm must report to the SIC and the FBI within one day of

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Missing, Lost, Fake Or Counterfeit Securities, you might also be interested in:

Series 66 - 3.2. Management Companies: Closed-End Funds

Series 24 - Recommendations to Customers: Suitability

Series 7 - 9.3. International Economic Factors in Securities Markets

Series 65 - 1.4.2.2.4. Trading Gaps

Series 7 - 17.6.3.2.2. OTC Trading Halts

Series 24 - Disclosure Document

Series 24 - Reporting System for Bonds

Series 24 - Risk Assessment of Securities Products

Series 65 - Portfolio Benchmarks

Series 27 - Borrowing from and Lending to Customers

Series 24 - Required Coverage

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I really liked the Solomon study materials. They did a really nice job of explaining the material in plain language. I have a really long commute and the audio books came in really handy!! I would recommend the Solomon study materials!

Jessie Urban, Securities America Inc, LaVista, NE

I had tried another learning system before Solomon and walked into the Series 24 unprepared and subsequently failed. After using the Solomon system for three weeks, taking full advantage of the app on my cell phone I walked into my second attempt very prepared for the type of questions I was going to see. Not only did I pass, I did so with confidence. Thanks so much Solomon!

Steven Eisner, Penn Mutual/HTK, Hauppauge, NY

Taking the Series 24 class with Karen Solomon this week helped reinforce the data that I learned, and I passed my exam! The material was thorough and the exam simulator was an excellent tool to test your knowledge. Thank you Karen!

Karen Lessard, Concorde Investment Service Frisco, TX

I took another vendors 24 course but it did not compare to how Solomon Exam Prep for Series 24 prepared me. The material and practice exams, especially the timed exams, were broken up by sections, similar to the FINRA Exam. This really helped in allowing me to understand which section(s) I needed to spend more time on/hit harder. Thank you Solomon!!!

Jim Ruckman, Mass Mutual

Passed the 24 today ... fun test.. You have a great product. The material was easy to follow and the practice tests were very, very helpful. Thank you.

Danny Klingler, Kestra Financial, Austin, Texas

I studied for the Series 24 for two and a half months. I thank God for his grace passed on the first attempt. The exam simulator is superb, it's projection of readiness to sit for an exam is spot on. All the feedback I received on how difficult the test was proved to be very helpful. As a result I over studied and followed the recommended study plan step by step which was key. Thanks again Jeremy and team, Solomon exam prep is the best ;)

Nikita Brown, BMI. Atlanta, GA