Series 63: Selling Away

Taken from our Series 63 Online Guide

Selling Away

If you’ll recall from the section on agents of broker-dealers, they are only permitted to be employed by one firm at a time. This means that any securities services they provide away from the primary firm that employs them are technically illegal. In parti

+ Read More

More Series 63 Info

What are people saying?

Create an Account

Since you're reading about Series 63: Selling Away, you might also be interested in:

Series 22 - Intrastate Exemptions

Series 24 - Secondary Market Rules and Regulations

Series 66 - Exercise

Series 7 - 14.1.1. Customer Identification Verification

Series 53 - Close-out by Purchaser

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

The Solomon Series 63 study materials were excellent. In addition, the staff was extremely helpful in answering my questions and providing advice. Special thanks to Jeremy, Karen and Craig.

Joe

After failing the SIE with a different study company, I passed after using Solomon! I then passed the S6, S63 and S65 on the first try after studying with Solomon materials! I loved how easy the material was to comprehend and the practice tests were amazing! I felt well prepared for each test! Thank you Solomon!

Sara Hays, State Farm. Atascadero, CA

I used Solomon for the 63 and the 65 and PASSED both on 1st try. U will too.

Pavel Jezek, Denver, CO

Passed my Series 63 with an 82% on my first attempt! Practice tests were definitely very valuable and prepared me well!

Michael Bikas, PNC, Cincinnati, OH

Within a few months, I passed the SIE, Series 7, 63, 65, & 79 exams all on the first try using Solomon Exam Prep. This material will prepare you for the actual exam. I will say in many instances the practice exams are more difficult than the actual exam. Solomon and the various tracking metrics will more than help you prepare for the rigors of exam day. I highly recommend the practice exams and ability to dive back in to review weak areas. I will continue to use their products and services in the future.

Andrew Ezzat, Bank of America. Tampa, FL.

I passed! Thanks to your materials, they really did help. I scored a 78% which is actually above the simulated exams I took. I think my highest score on the simulated exams was a 75%. I have used a competitor's materials for all previous exams I've taken successfully, however, for the 63 specifically, I found your materials to cover different topics that the competitor missed (or perhaps I missed while reviewing their materials). Thank you so much for the support and the great product. I will definitely pass your site onto friends going through the licensing process. Thanks again!

Katie Mueller, Chase Client Service Specialist, Chicago, IL