Series 28: Circuit Breaker (The Alternative Uptick Rule)

Taken from our Series 28 Online Guide

Circuit Breaker (The Alternative Uptick Rule)

Rule 201 of Regulation SHO restricts short sales of stocks whose prices have declined 10% or more from the previous day’s close. For such stocks, a short sale can only be made at a price above the national best bid for the remainder of the trading day and the next trading day.

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Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

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Gayle Espinosa. Los Angeles, CA

I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

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Amber Nielsen, Baker Tilly Municipal Advisors. Mishawaka, IN

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