Series 6: Red Herring

Taken from our Series 6 - Investment Company Products/Variable Contracts Representative Exam

Definition of the term Red Herring...

the first draft of an offer to sell securities that describes its characteristics, except for price, delivered as part of the registration statement to the SEC and used to attract potential investors. Also called a preliminary prospectus.

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Candace Chavez, Cetera Investment Services. Wimberley, TX

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