Series 82: USA PATRIOT Act

Taken from our Series 82 - FINRA Private Securities Offerings Exam

Definition of the term USA PATRIOT Act...

a law that expands federal authority to track and intercept communications for purposes of law enforcement and foreign intelligence gathering and requires member firms, among other things, to independently verify the identity of each customer.

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Thank you, Jeremy, and the Solomon Exam Prep team for your tremendous support - just passed Series 82 on my first try. Jeremy - your magnificent support was invaluable - right from the random "cold" query, via your website, in December down to the personalised care and coaching I received during my prep. Couldn't have nailed this without you & the team.

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