Series 24: Liability Arising In Connection With False Registration Statements

Taken from our Series 24 Online Guide

Liability Arising in Connection with False Registration Statements – Section 11 of the Securities Act of 1933

Section 11 of the 1933 Act lays out the consequences for filing a misleading registration statement. Under the Act, investors may sue various parties involved in the registration process of a new offering if there was a material misrepresentation or omission in the registration statement. Defendants may include any party that signed the registration statement including:

• The issuer
• The issuer’s executive officers
• The issuer’s principal accounting officer

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Liability Arising In Connection With False Registration Statements, you might also be interested in:

Series 50 - Arbitrage Rules

Series 7 - 6.1.4.5.2. Statutory, Omitting, and Summary Prospectuses

Series 3 - Exercise

Series 24 - Listing Requirements

Series 65 - Debt Retirement

Series 53 - Reclamation of Settled Transactions

Series 26 - Investment Company Exclusions

Series 66 - 2.5.2.1.3. Moving Averages

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Even though there is no such thing as a guaranteed success in the securities industry, there is a likelihood of strong returns if you are able to make the right risk / reward choices at the right time.

If you are taking a test one of those choices is Solomon materials. Just follow their guidance. It worked for me, 3 times in a row, 7, 63, 24!

Eric Altmann, New York, NY

I took another vendors 24 course but it did not compare to how Solomon Exam Prep for Series 24 prepared me. The material and practice exams, especially the timed exams, were broken up by sections, similar to the FINRA Exam. This really helped in allowing me to understand which section(s) I needed to spend more time on/hit harder. Thank you Solomon!!!

Jim Ruckman, Mass Mutual

Recently passed the Series 24 Exam. I owe it to the Solomon Exam Prep series. The format of study and testing preparation was easy to follow and comprehend. I had taken the exam before and used study material through a different provider. It did not give me the sense of readiness in the "connection of the dots" and time-management like the Solomon series did. Such a relief to see the word PASS.

Hope Brackin, Cambridge Investment Research, Inc., Auburn, AL

Jeremy, I just wanted to take a moment to say thank you so much for your wonderful product! Your study guides helped me pass the 7, 66, 24, 52, and 53 all within 2 and a half months. Thank you again!

Christopher Kriak, Compliance Analyst, PNC Investments, Pittsburgh, PA

I passed my Series 24 with two weeks of nearly full-time study, using the textbook, the online class, and the exam simulator. The textbook was very readable and helpful in providing complete explanations, as well as helpful memorization tips. The online class and pre-recorded sessions were crucial to get through all of the material and put it in relative context. It was helpful to be able to have questions answered instantly and via email afterward. The online simulator questions were just like the exam questions, and the immediate feedback function was essential for learning from the practice quizzes and exam. I needed every minute of my study and practice time to count, and Solomon Exam Prep made it possible. Thank you!

T. Richmond, Bethesda, MD

I passed the 24 the first time with the help of the Solomon materials. The online course and the exams really helped focus in and clarify what was important. I've recommended them to all of my colleagues!

Corrinne Kaucher