Series 24: Release Of Disciplinary Complaints And Decisions

Taken from our Series 24 Online Guide

Release of Disciplinary Complaints and Decisions

FINRA must release information to the public with respect to a disciplinary complaint that contains an allegation of any violation of a statute, rule, or regulation under FINRA’s jurisdiction. It may also release information on complaints that involve significant policy or enforcement issues, if FINRA’s Chief Executive Officer determi

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Release Of Disciplinary Complaints And Decisions, you might also be interested in:

Series 79 - Bona Fide Purchases

Series 7 - 9.4.1.1. The Income Statement

Series 6 - 4.2.11.1. Treasury Bills

Series 65 - Valuing Fixed-Income Securities

Series 65 - Common Stock

Series 6 - 4.2.9.3. High-Yield or Junk Bonds

Series 51 - Chapter Five: Sales Supervision

Series 66 - Exercise

Series 50 - Rollovers

Series 54 - 3.2.5.11.1. Quarterly Submission Requirements for Form G-37

Series 50 - Yield to Call

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Jeremy, I just wanted to take a moment to say thank you so much for your wonderful product! Your study guides helped me pass the 7, 66, 24, 52, and 53 all within 2 and a half months. Thank you again!

Christopher Kriak, Compliance Analyst, PNC Investments, Pittsburgh, PA

I studied for the Series 24 for two and a half months. I thank God for his grace passed on the first attempt. The exam simulator is superb, it's projection of readiness to sit for an exam is spot on. All the feedback I received on how difficult the test was proved to be very helpful. As a result I over studied and followed the recommended study plan step by step which was key. Thanks again Jeremy and team, Solomon exam prep is the best ;)

Nikita Brown, BMI. Atlanta, GA

I would just like to say that Solomon’s customer service was excellent. The material was clear and easy to understand and I feel that it prepared me extremely well for my exam. I found the study outline to be the most helpful in keeping me on track. I would definitely refer the material to anyone taking the Series 24. Thank you to the Solomon team for helping me pass my 24!

Tamaqua Roland, Philadelphia, PA

Finally! Having used the study material provided by my firm, I couldn't get over the passing level. Came out of pocket for Solomon, and passed [the Series 24] on the first effort - Thank you!

Scott Krogmann, Regions Bank, Knoxville, TN

Stick to the plan and pass! 4 times in a row, 7, 63, 24 and now 79. You can't beat the Solomon materials.

Eric Altmann

Just passed the Series 24 on my first attempt. Not an easy exam so put the time in. I used the Video Lectures and the Exam Simulator from Solomon. Great resources of information!

Shawn McClain, Natixis, Charlotte NC