Series 24: Prohibition On Guaranteeing Customers Against Loss

Taken from our Series 24 Online Guide

Prohibition on Guaranteeing Customers Against Loss

FINRA prohibits member firms and their associated persons from guaranteeing a customer against loss in connection with any securities transaction or customer account.

Source: FINRA Rule 2150(b)

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Prohibition On Guaranteeing Customers Against Loss, you might also be interested in:

Series 63 - Chapter 1

Series 54 - No Bundling

Series 79 - Potential Transaction Structures

SIE - 2.9.1. Debentures

Series 66 - Registration by Qualification

Series 24 - Short Selling Rules

Series 53 - Definitions

Series 52 - 3.2.3. Pricing by Negotiated Sale

Series 26 - Customer Accounts

Series 52 - Chapter 1 Practice Question Answers

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Stick to the plan and pass! 4 times in a row, 7, 63, 24 and now 79. You can't beat the Solomon materials.

Eric Altmann

As easy and painless as it could ever get (Series 24)!

Francis R., Hong Kong, China

I tried studying on my own using materials from another vendor, which was super wordy and lengthy. After much frustration, I looked for new study materials and discovered Solomon. It is concise, clear and presented well. The subject area quizzes and practice exams were unlimited and very helpful. Six weeks later I passed the Series 24 with an 85! I would not hesitate to use Solomon again, should the need arise.

Yasmeen M.

I took another vendors 24 course but it did not compare to how Solomon Exam Prep for Series 24 prepared me. The material and practice exams, especially the timed exams, were broken up by sections, similar to the FINRA Exam. This really helped in allowing me to understand which section(s) I needed to spend more time on/hit harder. Thank you Solomon!!!

Jim Ruckman, Mass Mutual

I originally started studying for the series 24 with Test Teachers... After being frustrated with confusing material, out of date information, contradicting questions/answer/study guides, I bought Solomon's practice exams... After one test, two things became clear: I was grossly unprepared for the exam The material, though difficult, didn't have to be taught in such a confusing manner.I passed the 24 on the fist time because of the quality of the practice exams from Solomon. Thank you! Putting it another way...If you are using anyone else to study, you owe it to yourself and your efforts to buy the practice exams from Solomon to get a true judge of your studying efforts.

Will, Bainbridge Island, WA

I passed the 24 the first time with the help of the Solomon materials. The online course and the exams really helped focus in and clarify what was important. I've recommended them to all of my colleagues!

Corrinne Kaucher