Series 24: 4.1.8. Closing The Syndicate

Taken from our Series 24 Online Guide

4.1.8. Closing the Syndicate

The date on which all securities are delivered to the underwriter is called the syndicate settlement date. The syndicate members then fill their orders, receive payment from the purchasers, and deliver their receipts to the lead underwriter. Syndicate accounts must be closed within 90 days after the syndicate settlement date. This closing date is

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