Series 24: 3.6.9.3. Omitting Prospectus

Taken from our Series 24 Online Guide

3.6.9.3. Omitting Prospectus

An omitting prospectus is a type of advertisement that allows investment companies to advertise any information “the substance of which” is included in the statutory prospectus. This means that an omitting prospectus may “omit” information from the statutory prospectus, but only if all of the information in the adve

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