Series 24: 3.5.5.1. Shareholder Voting Rights

Taken from our Series 24 Online Guide

3.5.5.1. Shareholder Voting Rights

As shareholders, account owners are entitled to vote on matters of material importance. A majority vote of outstanding shares is required if an investment company wishes to:

• Change its investment objectives

• Approve or change its investment adviser or manager

• Ratify its inde

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: 3.5.5.1. Shareholder Voting Rights, you might also be interested in:

Series 6 - Chapter Five

Series 24 - Code of Mediation

Series 24 - Financial Industry Regulatory Authority (FINRA)

Series 7 - 3.6.16 Rule G-16—Periodic Examination for MSRB Compliance

Series 51 - Exercise

Series 6 - 1.2.1.4.2. Liabilities for False Communications

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Passed the 24 today ... fun test.. You have a great product. The material was easy to follow and the practice tests were very, very helpful. Thank you.

Danny Klingler, Kestra Financial, Austin, Texas

Finally! Having used the study material provided by my firm, I couldn't get over the passing level. Came out of pocket for Solomon, and passed [the Series 24] on the first effort - Thank you!

Scott Krogmann, Regions Bank, Knoxville, TN

I would just like to say that Solomon’s customer service was excellent. The material was clear and easy to understand and I feel that it prepared me extremely well for my exam. I found the study outline to be the most helpful in keeping me on track. I would definitely refer the material to anyone taking the Series 24. Thank you to the Solomon team for helping me pass my 24!

Tamaqua Roland, Philadelphia, PA

I took my Series 24 on July 28 and passed!! I had not passed 2 prior Series 24 exams and was down to my last attempt. A fellow principal on my team who had not passed his Series 24 his first time told me about the Solomon practice tests and how they helped him. It was such a big help for me passing exam as the questions were structured more like the real exam than any other practice tests I’ve taken. I have since gone to other employees at my firm for other tests, such as the Series 7, SIE among others and have told them about the Solomon test materials and some of them are now purchasing Solomon as well.

Thadius Beavers, Prospera Financial. Dallas, TX.

I passed the S24 today with a score of 80. Your study guide is great!!!

A.T.

This is my fourth time using Solomon's exam materials (Series 99, 7, 63, and now the 24)....and I PASSED once again on my first try. Thank you Solomon- your exam question simulator was extremely helpful!

Kim Schmidt, Elmcore Securities, Las Vegas